Form ADV and Client Relationship Summary. This arrangement creates a conflict where the firm and its representatives may be incentivized to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. Altai Capital Management is a hedge fund with 2 clients and discretionary assets under management (AUM) of $195,383,000 (Form ADV from 2022-03-30). Altai Capital Management Lp is a hedge fund that manages 632.2 MM dollars in regulatory AUM and has 9 employees, of which 6 perform investment advisory functions. 10% of the total holdings value. Investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. Showing 3 of 3 known decision makers at Altai Capital, Preqin screens the most influential contacts in alternatives, so you only reach the key decision makers, Showing 1 of 1 private capital fund managed by Altai Capital. Which securities does your firm trade for itself that it will also be recommending to me? The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Does the firm offer products that have performance-based fees, or does it accept performance-based fees? . 13F filing from ALTAI CAPITAL MANAGEMENT, L.P., enter your Questions to ask for ALTAI CAPITAL MANAGEMENT, L.P. Top 20 equal-weighted holdings. Request a demofor full access to this profile. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. Become a Mission Supporter. It manages $126.31 million of regulatory assets for 4 client accounts. As a financial advisory firm, Altai Capital Management can provide a variety of financial planning services for Americans. Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. Altai Capital Management is a hedge fund company based in 0, 0. Digimarc Corp New Com and bought 40,000 additional shares worth around . Firm or an advisory affiliate was previously found to have made false statements or omissions by the SEC or CFTC. For more information on how investor.com rates and reviews firms, please see the Trust Algorithm page. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. 4675 Macarthur Court, Suite 1500. Firm or a related person trades securities for themselves that they also recommend to their clients. In the most recent 13F filing, Altai Capital Management, L.P. revealed that it had increased its stake in Altai Capital Management is a hedge fund with 2 clients and discretionary assets under management (AUM) of $195,383,000 (Form ADV from 2022-03-30). This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products. E2open Inc (NASDAQ:EOPN)s stock continues to be gobbled up by Altai Capital Management, L.P. like it was pellets in a game of Pac-Man, and Altai was the very hungry protagonist of said game. Financial plans and investment portfolios are always unique to the client's personal financial situation. This leaves the value of the investment at $31.4 million and 3,562,982 shares. You can reach the main office by calling the phone number 949-326-9611 or by fax 800-642-2526. 2023 Reink Media Group LLC. This leaves the value of the investment at $31.4 million and 3,562,982 shares. April 25, 2023. You are viewing a preview of this profile. Why doesnt your firm use a secure website? Portfolio Manager Performance 22Q4 AUM # of Holdings Performance Rank Allocation ; Altai Capital Management LP: Altai Capital Management LP: 19.90%: $105399000: 4: Detailed Profile of ALTAI CAPITAL MANAGEMENT, L.P. portfolio of holdings. Does your firm offer mutual funds that have 12b-1 fees? For the past ten years, assets under management (AUM) have grown by 9 percent annually, capped by a strong 11 percent figure in 2017. As a Certified B Corporation, our focus is simple: people before profits. divided by the total MV of the fund. The headquarters of Altai Capital Management is 4675 Macarthur Court, Suite 1500. Get our editors daily picks straight in your inbox! Though it may file a 13D every once and a while, Altai Capital is not an activist fund per say, and should not be thought of as one. What does this mean? As of 8th August 2022, Altai Capital Management, L.P.s top holding is 2,965,832 shares of P10 Inc Com Cl A currently worth over $35.9 million and making up 24.4% of the portfolio value. Investment Advisor Access effective, reliable, and comparable fund performance data and place your firm or portfolio within the context of the alternative assets market. Rishi Bajaj, Steven Tesoriere and Toby Symonds founded Altai Capital Management, L.P. in July of 2009. The investor.com website utilizes verified data from reputable sources, which includes the Securities and Exchange Commission (SEC); however, it can vary from time to time. How do I get real-time iPhone alerts when my favorite companies publish new filings. How do these benefits affect the firms selection of a broker-dealer partner? The majority of the companies in the funds portfolio are large-cap stocks. Visit Site What does this mean? Some firms receive these fees as payments, which creates an incentive to promote them. It's no secret that Asian asset management is in hyper-growth mode. The third-largest holding is Digimarc Corp New Com worth $27.1 million and the next is OneSpan Inc worth $27 million, with 1,868,753 shares owned. Their last reported 13F filing for Q4 2022 included $107,961,000 in managed 13F securities What happened? Heatmaps of the top 13f holdings and a list of the largest trades made by Altai Capital Management LP, the hedge fund managed by Altai Capital Management LP. Incorporated. Digimarc Corp New Com and bought 40,000 additional shares worth around . 3,562,982 shares of E2open Parent Holdings Inc Com Cl A worth $31.4 million, Digimarc Corp New Com worth $27.1 million, Digimarc Corp New Com and bought 40,000 additional shares worth around, Tower View Investment Management & Research. Our searchable database of U.S.-based financial advisors includes more than 17,000 firms across the country. Instantly search SEC filings and earnings transcripts. . Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their clients. . Altai Capital Retraces Its Steps In Wausau Paper Corp. (WPP), Should Other Investors Do The Same? containing a link to download the .zip file of the CSV file(s) you requested. Altai Capital Management manages $118.7 million and provides investment advisory services for 2 clients (1 advisor/client ratio). A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations. Each month, investor.com downloads the latest regulatory data from the SEC IAPD database. The Altai Capital Management, L.P. office and employees reside in Newport Beach, California. Questions to ask Central Index Key (CIK): 0001478982; Tip: Access up to 7 years of quarterly data. View the latest funds and 13F holdings. Altai Capital Management, L.P.s portfolio is diversified across 3 sectors. While this allows for a broader range of investment options and management styles to be offered by a firm, it can create an incentive for the firm to put their financial interests ahead of your own. Employees dont receive compensation from other entities for client referrals. The firm's AUM has gone down by -13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients. Continuing to browse, clicking I Agree, or closing this banner indicates agreement. With data and benchmarks that track back more than 40 years, Preqin Pro is the most trusted data provider in the industry. In this article, we discuss 10 stock picks of Rishi Bajaj's Altai Capital. Track performance, allocation, dividends, and risks, Annotate, download XLSX & look up similar tables, Filter, compare, and track coins & tokens. Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. are based in the United States. Altai Capital Management Lp is a hedge fund that manages 632.2 MM dollars in regulatory AUM and has 9 employees, of which 6 perform investment advisory functions. Altai Capital Management, LLC CIK # 0001619440: EDGAR Form CIK 2011 - 2022; 3 Altai Capital Management currently serves clients in the following states: . It sold the previously owned 353,934 shares for $839 thousand. for Q4 2022: commodity pool operator or commodity trading advisor, Percentage of assets under management,Fixed fees,Performance-based fees, MANAGING PRINCIPAL/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER, CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER. Altai Capital Management is based out of Newport Beach. How does your firm mitigate them? Currently, their heaviest sector is Technology making up 18.8% of Firm actively engages as insurance brokers or agents, or they are affiliated with an insurance company or agency. The total portfolio value may be much higher due to cash The firm doesnt compensate employees in addition to the salary for bringing in new clients. Altai Capital Management, L.P.s portfolio is diversified across 3 sectors. Does your firm recommend securities that it or its affiliates underwrite, or in which it serves as general or managing partner? Dear User, In order to view news relating to specific advisers, you must be a registered user on our site. Altai Capital - Rishi Bajaj, Toby Symonds, And Steve Tesoriere assets under management (13F Holdings), latest news, 13D/G filings, and investor letters provided by Insider Monkey Altai Capital Management Lp is a hedge fund that manages 632.2 MM dollars in regulatory AUM and has 9 employees, of which 6 perform investment advisory functions. What's the distribution of stocks in the ARKK ETF? Questions to ask What does this mean? Altai Capital Management, L.P. closed its position in The Beachbody Company Inc Com Cl A on 15th August 2022. compensation-related conflicts of interest, Types of Financial Advisors and How to Choose, What's a Fiduciary (and Why It Matters So Much). When completed, an email will be sent to the email address you specify On the other hand, small-cap stocks make up only approximately 0.1% of the portfolio. What does this mean? The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000. Portfolio Manager Performance 22Q4 AUM # of Holdings Performance Rank Allocation ; Altai Capital Management LP: Altai Capital Management LP: 19.90%: $105399000 . $148 million Assets Under Management (AUM) As of 9th May 2022, Altai Capital Management, L.P.'s top holding is In addition, the fund holds . They manage What does this mean? Newport Beach, CA 92660. You are limited to the prior 8 quarters of 13F filings. investor.com is not endorsed by or affiliated with the SEC or FINRA. The majority of the companies in the funds portfolio are large-cap stocks. Employees. Our system found no disciplinary alerts. We'll assume you're ok with this, but you can opt-out if you wish. Yes or What does this mean? Company profile. These positions were updated on August 15th based on the funds latest 13F filing. What are people on Reddit saying about Coinbase? What does this mean and why is it important? The principal office where Altai Capital Management, L.P. performs its advisory services is located at 4675 Macarthur Court, Newport Beach, CA 92660, which is also the mailing address of the firm. In the past 10 years, a domestic or foreign court has issued an injunction against the firm or an advisory affiliate in connection with an investment-related activity. This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. What does this mean and why is it important? The fund's latest filing disclosed 105MM in positions, representing 17% of the manager's regulatory AUM. Altai Capital Management, L.P. closed its position in The Beachbody Company Inc Com Cl A on 15th August 2022. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. To learn more about different types of pricing models, see our article on how much a financial advisor costs. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. The company employs 4 people that are either part- or full-time employees. DIAMOND HILL CAPITAL MANAGEMENT, INC. | DIAMOND-HILL.COM | 855.255.8955 | 325 JOHN H. MCCONNELL . Download 13F Summary The manager's has disclosed holdings from 12/31/10 to 12/31/22. Stocks with a size of more than $10 billion in market cap make up Request a Preqin Pro demo for full access to all profiles and underlying data. Rishi Bajaj, Toby Symonds, and Steve Tesoriere's Altai Capital is a mid-sized hedge fund with a focus on the technology sector. Michael G Scarola joined the executive team most recently as the Chief Operating Officer/Chief Financial Officer/Chief Compliance Officer. No. Questions to ask Greater assets under management (AUM) lead to higher revenue for managers but can negatively impact existing clients' performance. Firm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. In the past ten years, a regulatory agency other than the SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. Let's suppose that the mutual fund's portfolio consists of $1.5B in stocks, $2B in government bonds, $1.5B in corporate bonds, and $1B in cash. On top of advisory services, the firm doesn't engage in other business activities. HTTPS://WWW.LINKEDIN.COM/COMPANY/ALTAI-CAPITAL-MANAGEMENT-L-P-, View Last Form Adv Compilation Report on Record, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, % of top 20 holdings the same as top 20 most commonly held by all managers. HTTPS://WWW.LINKEDIN.COM/COMPANY/ALTAI-CAPITAL-MANAGEMENT-L-P- Is your firm affiliated with a law firm in any capacity? Altai Capital Management is a hedge fund company based in 0, 0. Our portfolio managers are incentivized to close strategies to protect their ability to generate excess returns. Performance Founded in 2018 as an unbiased resource empowering consumers to research and compare financial advisory firms, investor.com today gives consumers the tools to make smart money decisions about credit, investing, retirement planning, and more. Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). The third-largest holding is Digimarc Corp New Com worth $27.1 million and the next is OneSpan Inc worth $27 million, with 1,868,753 shares owned. Rayne has a rich history of financial and entrepreneurial success with nearly two decades of experience. What does this mean? Firms that receive soft-dollar benefits could be incentivized to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients. Hedge Fund Firm or an advisory affiliate was previously found to have made false statements or omissions by a self-regulatory organization. assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents. The manager's has disclosed holdings from 12/31/10 to 12/31/22. tips_and_updates Financial advisor education. What does this mean and why is it important? The Altai Capital Management, L.P. office and employees reside in Newport Beach, California. 3,562,982 shares of E2open Parent Holdings Inc Com Cl A worth $31.4 million, Digimarc Corp New Com worth $27.1 million, Digimarc Corp New Com and bought 40,000 additional shares worth around, Tower View Investment Management & Research, Stocks and cryptocurrency portfolio tracker. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses. A regulatory agency other than the SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. You can reach the main office by calling the phone number 949-326-9611 or by fax 800-642-2526. They operate 3 private funds and have approximately $46.9 million in total assets under management (AUM). See ourCookie Policyfor more information. What does this mean and why is it important? 10% of the total holdings value. What does this mean? The total portfolio value may be much higher due to cash assets that are not publicly disclosed such as fixed income, real . The firm's AUM has gone down by -13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients. Altai Capital Management, registered in 2009, serves 0 state (s) with a licensed staff of 4 advisors. Altai Capital Management, the hedge fund managed by Rishi Bajaj, Toby Symonds and Steve Tesoriere, recently disclosed a reduction of more than 16% in its wage on RealD (NYSE:RLD). What does this mean? are based in the United States. What does this mean and why is it important? It doesn't run an office outside of the United States. Rishi Bajaj President and Chief Investment Officer. Firm or one of its employees previously has been subject to a suspension or expulsion or other restriction of activities by a Self-Regulating Organization or commodities exchange.
2023-05-14